Compliance Manager

Calgary

Finance, Legal & Compliance

Regular Full-Time

Overview

<p style="margin-top: 0pt; margin-bottom: 0pt;"><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;">At Neo, we&rsquo;re disrupting the future of finance. What matters most to us is challenging the status quo and providing a better financial future for all Canadians. We&rsquo;re working everyday to reinvent the way Canadians spend, save, and grow their money - all together, in one place. We&rsquo;re creating a seamless digital experience, with the modern day features you&rsquo;ve come to expect. Our products speak for themselves - the Neo card was voted best cash back card in Canada and the Neo Money account was voted best bank account in Canada.</span></p><p style="margin: 0px;">&nbsp;</p><p style="margin-top: 0pt; margin-bottom: 0pt;"><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;">Backed by world class investors, we&rsquo;ve raised $299M and are one of a few Canadian tech companies that have reached &lsquo;unicorn&rsquo; status - valued over $1B. Check out the full story </span><a href="https://calgary.ctvnews.ca/neo-financial-becomes-calgary-s-latest-1b-tech-unicorn-1.5889580" target="_blank" rel="noopener"><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;">here</span></a><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;">.&nbsp;</span></p><p style="margin: 0px;">&nbsp;</p><p style="margin-top: 0pt; margin-bottom: 0pt;"><strong><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d;">The Team&nbsp;</span></strong></p><p style="margin: 0px;">&nbsp;</p><p style="margin-top: 0pt; margin-bottom: 0pt;"><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;">Our Risk &amp; Compliance team navigates through a fast-paced environment and knows how to switch gears to adapt to any scenario. We strive to make things better, simpler and stronger. Make your mark by addressing the dynamic and ever changing landscape of compliance, alongside some of Canada&rsquo;s most successful leaders and tech minds.</span></p>

    What you'll be doing:

    <ul><li><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;">Develop and maintain extensive knowledge of federal and provincial compliance laws and regulations applicable to Neo&rsquo;s business</span></li><li><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;">Conduct and maintain up to date risk assessments, identifying mitigating controls to ensure Neo&rsquo;s residual risks are in line with it&rsquo;s enterprise risk tolerance</span></li><li><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;">Evaluate business processes and procedures to identify compliance risks and make recommendations to address them</span></li><li><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;">Regularly review and update policies and processes to reflect the latest jurisdictional regulations and emerging compliance best practices</span></li><li><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;">Facilitate regulatory monitoring, risk assessments, analyze and prepare reports for senior management&nbsp;</span></li><li><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;">Execute quarterly and annual audits of Neo&rsquo;s compliance program, identifying gaps and creating remediation plans to address</span></li><li><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;">Investigate and respond to compliance risk issues, regulatory inquiries, including preparing required documentation and making recommendations to senior management on how to proceed</span></li><li><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;">Work with product and engineering teams to embed automated controls into products and internal tools to meet compliance requirements</span></li><li><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;">Work closely with senior management to develop and maintain a cultural focus on compliance</span></li></ul>

      Who we're looking for:

      <ul style="margin-top: 0; margin-bottom: 0;"><li style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;" aria-level="1"><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;">You bring at least 4+ years of experience in compliance, risk management, or audit roles, preferable with knowledge within financial services</span></li><li style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;" aria-level="1"><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;">You have a strong ability to build relationships as well as establish trust and credibility with your colleagues through excellent verbal, written, and interpersonal communication skills</span></li><li style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;" aria-level="1"><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;">You have experience working effectively in a team environment where flexibility, collaboration, and adaptability are critical to success&nbsp;</span></li><li style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;" aria-level="1"><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;">You possess strong organizational and prioritizing skills</span></li><li style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;" aria-level="1"><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;">Have advanced Microsoft Office or G-Suite skills&nbsp;</span></li><li style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;" aria-level="1"><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;">Knowledge and/or experience with relevant legislation and regulation is an asset (i.e. FINTRAC, FCA, PIPEDA, OSFI, CDIC; and/or the Ontario Securities Commission</span></li><li style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;" aria-level="1"><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;">You bring working knowledge of IT processes, IT compliance, IT frameworks, such as: SSAE 16 SOC 2, PCI DSS, NIST, ISO 27001 &amp; OWASP Top Ten.</span></li><li style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;" aria-level="1"><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;">You have a solid understanding of IT systems, applications, networks, and databases</span></li></ul>

        What will help you succeed:

        <ul style="margin-top: 0; margin-bottom: 0;"><li style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;" aria-level="1"><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;">You love digging into the details, and enjoy understanding the nuances of legislation and compliance requirements</span></li><li style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;" aria-level="1"><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;">You are a process oriented person, and strive to always find the most efficient way of doing things</span></li><li style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;" aria-level="1"><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;">You are pragmatic, and seek to find solutions that strike the right balance of value, risk and costs while ensuring rules are followed</span></li><li style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;" aria-level="1"><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;">You have entrepreneurial DNA - you're excited to build a business from the ground up, are comfortable making decisions in the face of ambiguity, and aren't discouraged by the inevitable challenges that will arise along the way</span></li><li style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;" aria-level="1"><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;">You take ownership over your work and outcomes</span></li><li style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;" aria-level="1"><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;">You're an effective communicator with strong organizational skills</span></li><li style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;" aria-level="1"><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;">You&rsquo;re passionate about building world-class products with a world-class team</span></li></ul>

          About applying with us:

          <p style="margin-top: 0pt; margin-bottom: 0pt;"><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;">At Neo, you&rsquo;ll be working with industry-leading technology that changes the way we live and redefines Canada&rsquo;s financial future. It&rsquo;s a serious deal, and we&rsquo;re building a high performance, mission-driven, and fast-paced team that strives to make a difference in every Canadian's lives. We value personal growth, autonomy, leadership at all levels, and the ability to learn quickly from mistakes. We&rsquo;re a team: in it together, always. Join a world class team building truly disruptive technology, right here in the Canadian prairies.</span></p><p style="margin-top: 0pt; margin-bottom: 0pt;">&nbsp;</p><p style="margin-top: 0pt; margin-bottom: 0pt;"><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;">Benefits of working at Neo:</span></p><p style="margin-top: 0pt; margin-bottom: 0pt;"><strong><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d;">Flexible Compensation</span></strong> <strong><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d;">Scenarios </span></strong><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;">- the ability to choose your base salary and equity combination</span></p><p style="margin-top: 0pt; margin-bottom: 0pt;"><strong><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d;">Meaningful Equity - </span></strong><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;">employees are owners.When the company succeeds, you do too</span></p><p style="margin-top: 0pt; margin-bottom: 0pt;"><strong><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d;">Extended Health Benefits - </span></strong><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;">comprehensive health and dental coverage</span> <span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;">that starts on day one</span></p><p style="margin-top: 0pt; margin-bottom: 0pt;"><strong><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d;">Wellness Benefits - </span></strong><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;">complimentary access to Headspace and FitOn Pro subscriptions</span></p><p style="margin-top: 0pt; margin-bottom: 0pt;"><strong><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d;">Paid Maternity &amp; Parental Leave - </span></strong><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;">company top-up and 100% benefits coverage while you&rsquo;re away</span></p><p style="margin-top: 0pt; margin-bottom: 0pt;"><strong><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d;">Modern Office Space - </span></strong><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;">our newly renovated headquarters in Calgary and Winnipeg is prime for collaboration and innovation</span></p><p style="margin-top: 0pt; margin-bottom: 0pt;"><strong><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d;">Learning Events - </span></strong><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;">all-company huddles, product demo days, guest speakers, and more</span></p><p style="margin-top: 0pt; margin-bottom: 0pt;">&nbsp;</p><p style="margin-top: 0pt; margin-bottom: 0pt;">&nbsp;</p><p style="margin-top: 0pt; margin-bottom: 0pt;"><span style="font-size: 10pt; font-family: Verdana; color: #1d1c1d; font-weight: 400;">Neo Financial is an equal opportunity employer. We are excited to meet with and hire the top talent out there. We appreciate your interest in working with us; however, only those applicants selected for interviews will be contacted. Successful candidates for this position will be required to undergo a security screening, including a criminal records check and may require a credit check.</span></p>